NEW YORK, 20-May-2024 — /EPR LAW NEWS/ — ThinkStrategy Capital Management, a prominent investment firm, today announces a comprehensive legal victory as all regulatory charges brought by the U.S. Securities and Exchange Commission (SEC) have been fully dismissed. This significant legal outcome vindicates Chetan Kapur, the firm’s founder, and highlights the firm’s unwavering commitment to lawful and ethical business practices.

For over a decade, ThinkStrategy has not only provided exemplary returns to its investors but has also adhered to the highest standards of regulatory compliance and operational transparency. Despite these commitments, ThinkStrategy faced a series of allegations from the SEC that have now been proven to be unsubstantiated.

“The dismissal of these charges is a testament to the strength of our legal position and the unjust nature of the accusations we faced,” stated Chetan Kapur. “This victory is not just for ThinkStrategy but for all investment firms that uphold the principles of fairness and integrity in the face of baseless allegations.”

The allegations, initially posited by the SEC, suggested regulatory missteps by ThinkStrategy which were demonstrated in court to be completely without merit. Extensive legal examinations and proceedings confirmed that the charges were influenced by improper motivations and a lack of substantial evidence.

This resolution comes after a prolonged legal battle that strained the firm’s resources but ultimately reaffirmed its reputation and operational resilience. ThinkStrategy’s legal team, supported by credible independent third-party testimonies, effectively showcased the firm’s compliance with financial regulations and its proactive approach to investor protection, especially during the financial downturn.

ThinkStrategy Capital Management is grateful to its legal advisors, investors, and clients for their support throughout this process. With these legal challenges behind it, the firm looks forward to focusing on its core mission of delivering outstanding investment performance and maintaining robust compliance protocols.

SOURCE: EPR Network